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IIA-CCSA Exam Dumps - Certification in Control Self-Assessment® (CCSA®)

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Question # 25

The aim of the workshop is to evaluate, update, validate, improve and streamline the whole process and its component activities in:

A.

Procedure-based format

B.

Process-based format

C.

Activity-based format

D.

Process-based format

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Question # 26

Principles relevant to profession of internal auditing and rules of conduct that describe their behaviors are the components of:

A.

Auditing Reviews

B.

Internal Auditing Profession

C.

Auditing Standards

D.

Institute of Internal Auditors

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Question # 27

Work group participants may be suspicious and even hostile, seeing CSA as a management ploy to find out more about them, when:

A.

auditor implements several critical points with respect to use of CSA

B.

auditor doesn’t able to recognize several critical points with respect to use of CSA

C.

auditor reports several critical points with respect to use of CSA

D.

auditor recognizes several critical points with respect to use of CSA

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Question # 28

Risk is assessed at which three levels?

A.

Strategic, Process and Operational

B.

Business, Process and Operational

C.

Strategic, Process and Assertion

D.

Quantifiable, Strategic, and Operational

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Question # 29

Substantive tests are:

A.

procedures designed to test for validity of flowcharts.

B.

activities designed to test for risk assessment.

C.

procedures designed to test for errors in the system of internal control.

D.

procedures designed to test for errors in the automated control systems.

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Question # 30

Management has a strategy to ensure that ____________ is effective and will trigger separate evaluations where problems are identified or systems are critical and testing is periodically desirable.

A.

System monitoring

B.

Activity-level monitoring

C.

Internal control monitoring

D.

Ongoing monitoring

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Question # 31

The ability to take charge and inspire with a compelling vision is known as:

A.

Directed vision

B.

Visionary leadership

C.

Visionary management

D.

Intended vision

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Question # 32

New employees, consultants and contractors must receive security awareness training and supporting documentation at the time of employment refers to:

A.

Employee orientation

B.

Confidentiality agreement

C.

Both A & B

D.

Neither A nor B

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