Series-7 Exam Dumps - Series 7 General Securities Representative Qualification Examination (GS)
If a mutual fund has invested its assets by allocating about one-third each for bonds, preferred stocks, and common stocks, it is identified as:
Bubba has several accounts at a brokerage firm. Which of the following is not covered by SIPC?
What does the following mean when printed on the stock exchange ticker tape?
Which of the following holders of unregistered stock is precluded from selling shares under Rule 144?
Bubba Securities, Inc. offers 3,000,000 shares of Top Notch Manufacturing Corporation common stock at $27 per share. The next day an advertisement appears in the Wall Street Journal announcing the offering and listing the names of some of the underwriting firms.
This ad is commonly referred to as a:
Bubba has a short margin account with a short market value of $22,000, a credit balance of $42,000, and SMA of $500.
What is the equity in Bubba’s account?
Bubba is long spot Canadian dollars at 0.7400. If he wants to buy one put option on Canadian dollars with a strike price of 74 and a cost of $0.35, what is Bubba’s breakeven price for Canadian dollars?