3I0-012 Exam Dumps - ACI Dealing Certificate

The CD yields a higher rate of return

The CD has less credit risk

The CD is a transferable instrument

The CD has a shorter range of maturities

anywhere, even away from their own dealing premises

after-hours, but only if listed as such by management

after-hours, but only from their private residence

away from their broker’s dealing premises

CD

FRA

BA

ECP

within 2 hours after deal agreed with counterparty

before the value date of the trade

by the end of the trade date

within 24 hours

A long call option + long put option with the same strike prices

A short call option + short put option with the same strike prices

A long call option + short put option with the same strike prices

A short call option + long put option with the same strike prices

Ensure complaints are investigated by the senior management or a firm not involved in the disputed transaction.

Ensure complaints are rairly and independently investigated, in the first instance, by the ACIs Committee for Professionalism.

Ensure complaints are investigated by representatives of a broking firm not directly involved in the disputed transaction and selected by both parties to the dispute.

Ensure complaints are fairly and independently investigated, whenever practicable, by staff not directly involved in the disputed transaction.

0.7291-94

0.7294-91

1.3710-15

None of these

LEP

LBD

LBP

LNP