3I0-012 Exam Dumps - ACI Dealing Certificate

CLS settlement members may rescind instructions unilaterally provided that the rescind messages reach the CLS Bank before the 00:00 CET deadline.

CLS settlement members may rescind instructions unilaterally provided that the rescind messages reach the CLS Bank before the 06:30 CET deadline.

CLS settlement members may rescind instructions bilaterally only if the rescind messages reach the CLS Bank before the 00:00 CET deadline.

CLS settlement members may rescind instructions bilaterally only if the rescind messages reach the CLS Bank after the 06:30 CET deadline.

Gradual positive slope

Steep positive slope

Flat

Inverted

documented and reported to the local regulator

communicated to local staff by a confidential internal circular

investigated immediately according to a properly documented procedure

reported to the ACI’s Committee for Professionalism to investigate and advise accordingly

A purchase of a cap and a sale of a floor

A purchase of a floor and a sale of a cap

A purchase of a cap and a purchase of a floor

A sale of a cap and a sale of a floor

entering into a pay fixed I receive variable standard interest rate swap

entering into a receive fixed I pay variable amortizing interest rate swap

entering into a EUR/USD FX swap

entering into a receive fixed I pay variable standard interest rate swap

0.9849

1.0154

1.9759

0.5061

1.2993

1.3023

1.3141

1.4323

Transaction exposure

Translation exposure

Economic exposure

None