3I0-012 Exam Dumps - ACI Dealing Certificate

installed on secret number known only to the chief dealer

installed and located in the office of the head of compliance

installed and located in such a way that reported transactions cannot be subsequently erased without senior management approval.

securely saved by recordings that have to be stored for at least a twelve-month period

A cash instrument

An exchange traded derivative

An interest rate derivative

A balance sheet instrument

149.66-74

149.69-71

63.52-53

63.51-54

IDR

RUP

INR

IND

to run a zero gap

to hold more interest rate sensitive assets than interest rate sensitive liabilities

to reduce the size of the balance sheet

to hold fewer interest rate sensitive assets than interest rate sensitive liabilities

Instruments qualifying for recognition as Tier 1 or Tier 2 capital will be substantially restricted.

Basel III does not include Tier 3 capital

There is a distinction between upper Tier 2 and lower Tier 2 capital

New non-common equity Tier 1 and Tier 2 instruments are more loss-absorbing than previously

With liquidity transfer pricing (LTP) banks attribute the costs, benefits and risks of liquidity to respective business units within a bank

With liquidity transfer pricing (LTP) banks are monitoring and diversifying their funding base

With liquidity transfer pricing (LTP) banks are agreeing with external liquidity providers on the fair market price of funds

Liquidity transfer pricing charges providers of funds for the cost of liquidity and users of funds for the benefit of liquidity

Positive, steepening

Positive, flattening

Inverted, steepening

Inverted, flattening