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GLO_CWM_LVL_1 Exam Dumps - Chartered Wealth Manager (CWM) Global Examination

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Question # 4

Once the client accepts the proposal to prepare a wealth plan what is the next thing done by a wealth manager?

A.

The client signs the authority letter

B.

The client signs the acknowledgment

C.

The wealth manager makes an appointment with the client to present a plan

D.

All of the above

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Question # 5

Which of the following is/are the role of Investment Bankers?

A.

(a) and (b)

B.

(a), (b) and (d)

C.

(a) and (d)

D.

(b), (c) and (d)

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Question # 6

What is Market Risk Premium?

A.

It is premium available in the market.

B.

It is the market risk measured by premium paid

C.

It is the difference between the average return on the portfolio and average risk free rate.

D.

Any of these

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Question # 7

Government has changed certain industries related regulation in Parliament, it is an example of:

A.

Interest rate risk

B.

Political risk

C.

Market risk

D.

None of the above

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Question # 8

“Early accumulation” life stage is normally during ______

A.

12- 19 years

B.

Our 20s

C.

30-40

D.

Retirement years

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