ISO-IEC-27001-Lead-Auditor Exam Dumps - PECB Certified ISO/IEC 27001 2022 Lead Auditor exam
Select the option which best describes how Information Security Management System audits should be conducted:
Audit criteria should be used to assess circumstantial evidence in order to generate audit outcomes. Then, the audit report should be created and presented to the audit team at the audit team meeting.
Audit criteria should be used to assess objective evidence in order to generate audit outcomes. Then, the audit report should be created and presented to the audit team leader at the closing meeting.
Audit methods should be used to assess audit evidence in order to generate audit recommendations. Then, the audit recommendations should be created and presented to the auditee at the closing meeting.
Audit methods should be used to assess objective evidence in order to generate audit findings. Then, the audit conclusion should be created and presented to the auditee at the closing meeting.
Audit objectives should be used to assess audit evidence in order to generate audit conclusions. Then, the audit findings should be created and presented to the audit client at the closing meeting.
Audit objectives should be used to assess objective evidence in order to generate audit conclusions. Then, the audit recommendations should be created and presented to top management at management review.
Answer:
Explanation:
The option that best describes how Information Security Management System (ISMS) audits should be conducted, aligning with best practices and standards like ISO/IEC 27001:2022, is:
D. Audit methods should be used to assess objective evidence in order to generate audit findings. Then, the audit conclusion should be created and presented to the auditee at the closing meeting.
This option accurately reflects the audit process, emphasizing the use of systematic audit methods to assess objective evidence, which is crucial for impartiality and accuracy in auditing. Audit findings are the results derived from evaluating the objective evidence against the audit criteria. The conclusion, based on the audit findings, provides a comprehensive summary of the audit's outcomes, indicating whether the audited ISMS meets the established criteria. Presenting these conclusions to the auditee during the closing meeting ensures transparency and provides an opportunity for immediate clarification and discussion of the results and potential next steps.
The purpose of a management system audit is to? Select 1
A.Evaluate the performance of an organisation's management system
B.Improve the performance of an organisation's management system
C.Manage the performance of an organisation's management system
D.Research the performance of an organisation's management system
Answer: A
A management system audit is a systematic, independent and documented process for obtaining objective evidence and evaluating it objectively to determine the extent to which the audit criteria are fulfilled. The audit criteria are a set of requirements that may include policies, procedures, standards, regulations, etc. The purpose of a management system audit is to evaluate the performance of an organisation’s management system in terms of its effectiveness, efficiency, compliance, and improvement. A management system audit can also identify strengths, weaknesses, opportunities, and risks of the management system and provide recommendations for improvement.
When preparing for an audit, which of the following statements is false?
A.Each auditor creates their own audit checklist for use during the audit
B.The audit checklists are shared and agreed with the auditee in advance of the audit
C.The audit plan is shared with the auditee in advance of the audit
D.The audit plan may be changed during the audit
Answer: B
Which option below about the ISMS scope is correct?
ISMS scope should be available as documented information
ISMS scope should ensure continual improvement
ISMS scope should be compatible with the strategic orientation of the organization
Answer:
Explanation:
According to ISO/IEC 27001, the scope of an ISMS must be defined and documented. This documentation should include the boundaries and applicability of the information security management system, which helps in defining what information, locations, and assets are covered under the ISMS.
References: ISO/IEC 27001:2013 Standard, Clause 4.3 (Determining the scope of the information security management system)