ISO-IEC-27001-Lead-Auditor Exam Dumps - PECB Certified ISO/IEC 27001 2022 Lead Auditor exam

According to ISO/IEC 27001:2022, which specifies the requirements for establishing, implementing, maintaining and continually improving an information security management system (ISMS), clause 4.2 requires an organization to determine the needs and expectations of interested parties that are relevant to its ISMS1. This includes identifying the legal, regulatory, contractual and other requirements that apply to its information security activities1. Therefore, collecting more evidence on what the service requirements of healthcare monitoring are may not be relevant to verifying the information security incident management process, as it is not directly related to the audit objective or criteria. This option will not be in the audit trail.

The use of new technologies such as big data presents new challenges in auditing, particularly the issue of combining structured and unstructured data. Big data environments often include diverse data sets that auditors need to understand and interpret, which requires new skills and approaches to ensure effective and comprehensive audit coverage.

References: ISO/IEC 27001:2013 Standards and supplementary literature on the impact of technology on auditing practices

According to ISO/IEC 27001 standards, if the auditee decides to accept the risk instead of implementing corrective actions for a nonconformity, this decision should be justified and documented. Documenting such decisions is essential for maintaining the integrity of the ISMS and for demonstrating that the decision was made based on informed judgment.

References: ISO/IEC 27001:2013, Clause 6.1 (Actions to address risks and opportunities)

The benefits of implementing an ISMS are not limited to a reduction in information security risks, but also include improved business performance, customer satisfaction, legal compliance, and stakeholder confidence. The benefit of certifying an ISMS is not only to obtain contracts from governmental institutions, but also to demonstrate the organisation’s commitment to information security to other potential customers, partners, and regulators. The purpose of an ISMS is to apply a risk management process for preserving information security, which means identifying, analysing, evaluating, treating, monitoring, and reviewing the information security risks that the organisation faces. The purpose of an ISMS is not to demonstrate compliance with regulatory requirements, but rather to ensure that the organisation meets its own information security objectives and obligations.

References:

• ISO/IEC 27001:2022 Lead Auditor (Information Security Management Systems) objectives and content from Quality.org and PECB
• ISO/IEC 27001:2013 Information technology — Security techniques — Information security management systems — Requirements [Section 0.1] and [Section 1]

The technical expert can communicate their audit findings to the auditee only through one of the audit team members. This ensures that communications remain coordinated and that the audit team maintains control over the audit process.

References: ISO 19011:2018, Guidelines for auditing management systems

ISO/IEC 27001 does not mandate the use of a specific risk assessment methodology. Organizations are free to choose their own approach as long as it is systematic, consistent, and capable of producing valid and comparable results. This allows organizations, such as the marketing agency in the question, to adapt the methodology to suit their specific needs and business context, provided it complies with the requirements set out in the standard.

References: PECB ISO/IEC 27001 Lead Auditor Course Materials; ISO/IEC 27001:2013 Standard, Clause 6.1.2.

The number of days assigned to a third-party audit is not determined by the auditee’s availability, but by the audit program, which considers the audit scope, objectives, criteria, risks, and resources12. The auditee’s availability is only one factor that affects the audit planning and scheduling, but not the audit duration3. Auditors approved for conducting onsite audits do require additional training for virtual audits, as there are significant differences in the skillset required. Virtual audits pose different challenges and opportunities than onsite audits, such as communication, technology, security, and evidence collection4 . Auditors need to be familiar with the tools and techniques for conducting remote audits, as well as the ethical and professional behavior expected in a virtual environment . References:

• PECB Candidate Handbook - ISO 27001 Lead Auditor, page 18
• ISO 19011:2018, Guidelines for auditing management systems, clause 5.3.2
• ISO 19011:2018, Guidelines for auditing management systems, clause 6.3.1
• Deloitte - Conducting a Virtual Internal Audit, page 1
• [A Guide to Conducting Effective and Efficient Remote Audits], page 1
• [ISO 19011:2018, Guidelines for auditing management systems], clause 7.2.3
• [Remote Auditing Best Practices & Checklist for Regulatory Compliance], page 1

The options that represent valid audit trails for assessing the organisation's application of control 5.7 - Threat Intelligence, according to ISO/IEC 27001:2022, are:

Option A: I will determine whether internal and external sources of information are used in the production of threat intelligence. This is relevant because effective threat intelligence typically requires gathering information from multiple sources to be comprehensive.

Option D: I will check that the organisation has a fully documented threat intelligence process. Proper documentation is a core requirement in ISO standards to ensure processes are defined, implemented, and maintained consistently.

Option E: I will check that threat intelligence is actively used to protect the confidentiality, integrity, and availability of the organisation's information assets. This verifies that the output of threat intelligence is being used effectively within the organisation's information security practices.